Jan 232015
 January 23, 2015  Posted by  Breaches, Business

Ed Beeson reports:

The Financial Industry Regulatory Authority on Wednesday fined Scottrade Inc. $200,000 to settle claims that it violated privacy rules when it handed over certain customer data to firms looking to contact investors who had bought shares of a French utility named in a securities class action claim.

Read more on Law360 (sub. req.)

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